Finn Financial Advisory Group, Inc. is an independent investment adviser registered under the Investment Advisers Act of 1940, as amended. Registration does not imply a certain level of skill or training. More information about Finn Financial including our investment strategies, fees and objectives can be found in our ADV Part 2, which is available upon request.
We are licensed to offer securities in the states of MD, VA and in the District of Columbia. This is not an offer to sell securities in any other state or jurisdiction. “RIA” means we are registered with the U.S. Securities and Exchange Commission. “Registration” does not mean a government agency approves an advisor or reviews their qualifications.
1) the investment adviser or investment adviser representative in question may only transact business in this state if first licensed, excluded, or exempted from the District investment adviser or investment adviser representative licensing requirements; and
(2) follow-up, individualized responses to persons in this state by the investment adviser or investment adviser representative that involve either effecting or attempting to effect transactions in securities, or rendering of personalized investment advice for compensation, will not be made without compliance with the District investment adviser or investment adviser representative licensing
Please contact me to set up a complimentary meeting to get acquainted.
Kathleen Finn CFP®, EA
Finn Financial Advisory Group, Inc. (Registered Investment Advisor)
1316 Q Street, NW, Washington DC 20009 202-262-6085 firstname.lastname@example.org